Regulatory Technology
Legal knowledge supporting RegTech design, development, and delivery
We help RegTech software companies and internal teams design, develop, and deliver products for financial services compliance, licensing, and regulatory affairs use cases. We support product management and testing with a unique blend of expert advice and artifacts that encapsulate domain knowledge. We also help teams engaged with financial services customers understand customer needs, communicate product capabilities, and ensure successful implementation.
Services provided by the Regulatory Technology practice include:
AI Support:
We support every stage of AI solution development for regulated activities — conceptual design, architecture review, agent harness development, evaluation design, and post-deployment monitoring — with the legal and regulatory expertise and artifacts these systems need.
Ad Hoc Regulatory Advice:
We provide advice on regulatory questions that arise from time to time during RegTech product development and customer implementation or support.
Customer Onboarding:
We help determine the scope of regulatory content the solution should cover in light of the customer’s structure, activities, objectives, and program scope.
Demo Preparation:
We help prepare for product demos by providing or validating demo data, UI design artifacts, scenarios, and scripts.
Regulatory Content:
We design regulatory content coverage scope, map new content to client frameworks, and provide tools for content ingestion, transformation, and presentation.
Solution Evaluation:
We evaluate products for substantive accuracy or fit-for-purpose from the perspective of domain-specific user and buyer personas and provide actionable feedback and recommendations.